Insights & News

SIFMA's C&L Annual Seminar:
Key Issues for Small and Regional Firms

March 15, 2023

11:45 a.m. - 12:45 p.m. PT

Marriott Marquis San Diego Marina

333 West Harbor Drive

San Diego, California 92101

- In a world of limited resources, where do you find them?
- Who’s on first? What’s on second?
- Priorities management and best practices
- Mission impossible: how to keep up with all the regulations that apply?
- State of anxiety – working with state regulators and other authorities

MODERATOR
Jackie Beauprez, SVP, General Counsel, Chief Compliance Officer, D.A. Davidson & Co.

PANELISTS
Caroline Hall, Deputy General Counsel and Chief Compliance Officer, Janney
Paula Shaffner, Partner & Co-Chair, Securities Litigation, Stradley Ronon
Richard Szuch, Enforcement Chief, New Jersey Bureau of Securities and Chair, NASAA Senior Issues Committee

Corporate & Securities

Education

Employment & Labor

Financial Services

Food & Beverage

Government & Public Affairs

Health Law

Intellectual Property

Litigation

Investment Management

Nonprofit & Religious Organizations

Real Estate

Regulation & Compliance

Tax

Trusts, Estates & Personal Planning

Special Situations

Customers Bank Completes Sale of $500 Million Portfolio

Stradley Ronon represented Customers Bank, the primary subsidiary of Customers Bancorp, Inc.

Union Square Capital Partners Acquires The Management of PREDEX

Stradley Ronon represented Union Square Capital Partners (USQ), a wholly-owned subsidiary of Chatham Financial Corp, in its acquisition of the management of PREDEX.

Stradley Ronon Advises Horizon BCBSNJ in Joint Venture with Deerfield Management

Stradley Ronon represented Horizon Blue Cross Blue Shield of New Jersey, the state’s oldest and largest health insurer, in a joint venture with Deerfield Management Co.

United Packaging Acquired by Envoy Solutions

Stradley Ronon represented Bristol, PA-based United Packaging, a leading distributor of high-quality packaging, shipping, safety and janitorial supplies in its acquisition by Envoy Solutions.

Stradley Ronon Advises CenterSquare in Investment in Aligned Data Centers

Stradley Ronon represented CenterSquare Investment Management, a global real estate investment manager, in connection with an equity investment in Aligned Data Centers.

Stradley Ronon Represents XPYRIA in Merger with Cerity Partners

Stradley Ronon represented XPYRIA Investment Advisors, a Pittsburgh-based independent investment adviser, in a merger with Cerity Partners.

HRP Breaks Ground on First Phase of The Bellwether District

Stradley Ronon joined client Hilco Redevelopment Partners (HRP), elected officials, and business and community leaders at the groundbreaking for the first phase of The Bellwether District.

Stradley Ronon Advises Franklin Templeton on Historic Spot Ether ETF

Stradley Ronon served as counsel to Franklin Templeton on the formation, registration, listing and launch of a new exchange-traded product, Franklin Ethereum ETF.

Stradley Ronon Advises Franklin Templeton on Industry-First Spot Bitcoin ETF

Stradley Ronon advised Franklin Templeton on the formation, registration, listing and launch of the Franklin Bitcoin ETF, one of 11 spot bitcoin exchange-traded funds (ETFs) to receive listing approval from the U.S. Securities and Exchange Commission (SEC) on January 10.

Pacific Asset Management Acquired by Aristotle

Stradley Ronon represented Pacific Life Insurance Company with the sale of its third‐party credit asset management firm, Pacific Asset Management, LLC.

Redevelopment Project in Stone Harbor

Stradley Ronon represented the Sisters, Servants of the Immaculate Heart of Mary (IHM) with a redevelopment project in Stone Harbor, New Jersey.

Restructure of Concise Capital Management Master Feeder Hedge Fund

Stradley Ronon represented Concise Capital Management, an SEC-registered investment adviser with $400 million in AUM specializing in short-duration, under-followed, high-yield bonds.

Motion to Dismiss Granted to ExamWorks

Stradley Ronon client ExamWorks, LLC, a leading provider of independent medical examinations, peer reviews, bill reviews, Medicare compliance, case management, record retrieval, document management and related services, was granted a motion to dismiss by the Superior Court of New Jersey, Essex County.

Pro Bono

Our size – 200 lawyers – is a distinct advantage. Clients receive concierge service because every client is important in a firm our size. No one gets lost in the shuffle. Our decision-making is nimble; we can tailor fee arrangements, staffing and technology to your needs quickly and efficiently. We punch above our weight; our lawyer talent is prodigious. Finally, we have a global reach without the overhead that often gets passed along to clients. We are the only firm in Philadelphia affiliated with Meritas, an international network of independent litigation and transactional law firms that provides you with access to first-rate lawyers and law firms in more than 230 markets, including 97 countries abroad. Read more...

In the Community

For Our Clients

We recognize that excellent lawyers can be found in many firms. Excellent lawyers who also understand your business, anticipate developments in your industry, help you manage your budget and staffing needs, connect you with business opportunities, partner with you on community outreach and giving, and assist in educating your staff are a considerably rarer breed. You can find those lawyers at Stradley Ronon.

Attorney Career Opportunities

Business Professionals Career Opportunities
Pro Bono
Diversity
Excellence in Mentorship Award

Stradley Ronon might sound to you like every other big law firm out there: sophisticated clients, high-rise offices and exceptional attorneys. So what sets Stradley apart? It could be our commitment to providing young attorneys with immediate real-world experience. It could be that Stradley services some of the biggest clients in the country but still maintains a friendly, small-firm atmosphere. Or it could be that so many of our associates and partners are Stradley “lifers” – attorneys who joined the firm as summer associates and have built their careers with us. We invite you to get to know us better.

Resources, Publications & Media

Stradley is committed to diversity for many reasons: because it provides a voice to the unique perspectives of all our attorneys; because it reflects the evolving face of the legal profession; and because it allows us to provide the highest-quality services to our clients, who are as diverse as we are. Most of all, though, Stradley is committed to diversity because we believe there is strength in the differences among our experiences and world views. Read More...