Stradley Ronon Partner David W. Grim was interviewed by Ignites during the 2018 ICI Mutual Funds Conference on March 19 in San Antonio. Grim discussed the SEC’s fiduciary rule and the sense of urgency they are facing to come up with a fiduciary proposal.
“There is ‘nothing more important’ to the SEC than continuing its work on a proposal for investment conduct standards for broker-dealers and advisors.”
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