Giana Fallico, an active member of the firm’s leading investment management practice, focuses on counseling investment companies, including mutual funds, closed-end funds and exchange-traded funds, and investment advisers on regulatory, compliance and transactional issues. She advises investment management clients in all aspects of legal representation, including drafting and reviewing registration statements, proxy solicitation materials and other regulatory filings; researching various securities and corporate law issues; and preparing board materials.
Giana received her J.D. cum laude from DePaul University College of Law, during which she worked as a law clerk at a personal injury law firm. She was a summer scholar intern at a health care and information technology company and a workers’ compensation intern at one of the largest insurers in the United States.