Connor Trafton focuses his practice on financial services litigation, representing financial services firms, registered representatives and registered investment advisers in court and in Financial Industry Regulatory Authority (FINRA) and American Arbitration Association (AAA) arbitration proceedings. He has defended clients against claims of fraud, suitability, breach of fiduciary duty, breach of contract, and violations of state and federal securities laws, as well as claims related to publicly traded equities, options and other alternative or private placement investments.
Connor also represents employers in discrimination, harassment, retaliation, breach of contract, defamation, trade secret and non-solicitation matters. He counsels clients regarding compliance with employment laws, rules and regulations at the local, state and federal levels.
Previously, Connor was an associate at a midsize California-based law firm. Prior to law school, he externed for Administrative Law Judge Gladys Collazo in the Washington, D.C., Field Office of the U.S. Equal Employment Opportunity Commission and worked as an investigator for the Public Defender Service for the District of Columbia.