Amy Fitzsimmons advises investment company and investment advisory clients on regulatory, compliance and transactional matters under federal and state securities laws. Her practice includes assisting clients with registration and regulation of new and existing funds; board issues; fund restructurings; fund shareholder meetings and proxy materials; and other regulatory and compliance matters.
With respect to investment advisory clients, Amy concentrates on registration, regulation, contract and compliance matters under the Investment Advisers Act and state securities laws.