Jonathan Kopcsik regularly advises clients in matters relating to the registration and regulation of investment companies, their independent trustees and investment advisers under federal and state securities laws. Jonathan has helped a number of investment firms launch their first registered and unregistered investment company products. He has counseled proprietary, multi-series, multi-class and multi-manager funds on various regulatory and compliance matters, as well as restructurings, acquisitions and other corporate transactions. He has experience advising fund boards and their independent trustees on issues relating to fiduciary duties, compliance and fund governance.
Jonathan also counsels investment advisers on investment, regulatory and compliance matters such as SEC inspections, compliance policies and procedures, and valuation of securities. He regularly assists investment company and investment adviser clients in responding to SEC inquiries. Jonathan has practiced in this area for more than 15 years.