Amy E. Sparrow

Amy Sparrow

Overview

Amy Sparrow represents clients in the financial services industry in litigation, internal investigations, regulatory actions and employment-related disputes. She defends clients in regulatory actions brought by the U.S. Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), state securities regulators, and other federal and state regulators. She also practices in federal and state courts and before arbitration panels in various litigation actions in financial industry matters. Additionally, she provides compliance counseling and assists clients in drafting and revising policies and procedures to comply with securities laws, rules, and regulations.

Amy is a member of the firm’s E-Discovery Team, which develops cost-effective strategies for electronic document management and discovery.

Before joining Stradley Ronon, she clerked for the Hon. D. Michael Fisher, Judge for the U.S. Court of Appeals for the Third Circuit. While attending law school, Amy interned for the Hon. Timothy J. Savage, Judge for the U.S. District Court for the Eastern District of Pennsylvania and served as a research editor for the Temple Law Review.

Read More

Credentials

Bar Admissions
  • Pennsylvania
Court Admissions
  • Pennsylvania Supreme Court
  • U.S. Court of Appeals for the Third Circuit
  • U.S. District Court for the Eastern District of Pennsylvania
Education
  • J.D., magna cum laude, Temple University Beasley School of Law
  • B.S., magna cum laude, The College of New Jersey

Publications

Presentations

Speaking Engagements

  • Presenter, “Financial Services Regulatory Workshop,” Stradley Ronon CLE
Read More

Recognitions

  • Pennsylvania Super Lawyers, Rising Star
Read More
Back to top