Shawn Hendricks focuses his practice on counseling investment companies (including mutual funds, closed-end funds and exchange-traded funds), private funds, and investment advisers in connection with various regulatory, compliance and transactional issues. He provides analysis for investment management clients in all aspects of legal representation, including: preparing regulatory filings; drafting and reviewing registration statements and proxy solicitation materials; researching various securities and corporate law issues; and drafting corporate policies and compliance procedures.
Shawn received his J.D. from Rutgers School of Law – Newark, where he served as the Business Editor of the Rutgers Law Review, Vice President of the Tax Law Society, and a member of the Finance and Business Law Society. While pursuing his J.D., Shawn worked in the Asset Management department of Prudential Financial and interned at the Securities & Exchange Commission, Division of Enforcement.