Fabio Battaglia focuses his practice on counseling investment companies and investment advisers in connection with various regulatory, compliance and transactional issues.
Fabio advises clients on a range of investment management and securities law matters, including the formation, registration and ongoing operations of registered investment companies; the preparation of regulatory filings; and the drafting of compliance procedures and corporate policies. He also has extensive experience dealing with multi-manager and sub-advised mutual funds, exchange-traded funds and closed-end funds. In addition, Fabio works with investment advisers and sponsors on the formation of private investment funds, including domestic and offshore hedge funds.
While pursuing his J.D. at Villanova University School of Law, Fabio worked in the legal advisory department of Merrill Lynch Investment Managers. He is also a frequent speaker on a range of topics related to the regulation of the investment management industry.