1-2 p.m. ET
Marriott Marquis Washington, D.C.
he SEC Enforcement program continues to aggressively pursue advisers on all fronts. This panel will discuss lessons from recent enforcement actions and insight into agency priorities that adviser legal and compliance personnel can incorporate into their firms’ compliance programs.
•
Jan Folena, Partner, Stradley Ronon Stevens & Young, LLP
• Lori Martin, Partner, WilmerHale LLP
• Dabney O’Riordan, Partner, Quinn Emanuel Urquhart & Sullivan LLP
• James (Jim) Lundy, Partner, Foley & Lardner LLP (Moderator)