Insights & News

Stradley Ronon's Financial Services Broker Dealer Workshop

February 5, 2025
12 - 1:30 p.m. ET

Penn Club of New York

Spruce Room, 3rd Floor 30 W 44th St.
New York, New York

Join Stradley Ronon for lunch and a roundtable discussion that will cover current topics of interest relating to broker-dealers, including:

  • FINRA Rules Update
  • SEC Rules Update
  • Outlook for the SEC in the New Administration
  • Outlook for DOJ in the New Administration
  • SEC Charges BMO Capital Markets with Failing to Supervise Agency Bond Desk
Register

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