Stradley Ronon's Financial Services Broker Dealer Workshop
February 5, 2025
12 - 1:30 p.m. ET
Spruce Room, 3rd Floor
30 W 44th St.
New York, New York
Join Stradley Ronon for lunch and a roundtable discussion that will cover current topics of interest relating to broker-dealers, including:
- FINRA Rules Update
- SEC Rules Update
- Outlook for the SEC in the New Administration
- Outlook for DOJ in the New Administration
- SEC Charges BMO Capital Markets with Failing to Supervise Agency Bond Desk
Register