The U.S. Department of the Treasury’s forthcoming anti-money laundering (AML) rule is currently slated to go into effect on January 1, 2026, but industry members think delay is likely.
Stradley Ronon partner Jan Folena, co-chair of the securities enforcement practice, spoke with WealthManagement.com about the big shifts that could be coming to the U.S. Securities and Exchange Commission’s approach to AML compliance for investment advisers.
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