12 - 1:30 p.m. ET
Join Stradley Ronon for lunch and a roundtable discussion that will cover current topics of interest relating to broker-dealers, including:
- Discussion of FINRA Annual Regulatory Oversight Report
- Update on Digital Asset Regulation
- Restrictive Covenants are Alive and Well in Employment Agreements
- Securities Litigation Update
- SEC Update
- DOJ Update
This workshop will be offered in-person at our New York office and virtually upon request. We encourage you to forward this invitation to colleagues who might benefit from attending. We look forward to seeing you on April 2!