PHILADELPHIA – Stradley Ronon Partner Gregory D. DiMeglio served as a panelist for Strafford’s webinar, “Investment Advisers Under Heightened Scrutiny: Lessons from Recent SEC Enforcement Actions,” on March 29. The panel discussed conflicts of interest, non-disclosure of fees and allocations, insider trading and other regulatory violations involving mutual fund, private equity and other investment advisers.
DiMeglio is chair of Stradley Ronon’s Securities Enforcement practice group. He represents public companies, investment companies, investment advisers, broker-dealers, boards of directors, board committees, auditors, other entities and individuals in connection with examinations, investigations and enforcement actions by the U.S. Securities and Exchange Commission (SEC), Department of Justice, other federal and state regulators, and industry self-regulatory organizations. He also conducts internal investigations designed to assist clients in preventing or limiting the scope of potential enforcement action.
About Stradley Ronon
Counseling clients since 1926, Stradley Ronon has helped private and public companies – from small businesses to Fortune 500 corporations – achieve their goals by providing pragmatic, value-driven legal counsel. With offices in eight strategic locations, our responsive team of more than 200 attorneys seamlessly addresses the full spectrum of our clients’ needs, ranging from sophisticated corporate transactions to complex commercial litigation.