Partner Eric Purple, a member of the firm’s investment management practice group, is a speaker on an ICI panel titled "Challenges and Opportunities: Assessing the Fund Industry’s Regulatory Future."
While the SEC’s rulemaking agenda for funds and advisers promises to look very different beginning in 2025, the industry’s multi-faceted policy challenges remain. Potential opportunities also may arise. This panel will explore what the industry can anticipate in the coming years.
Partner Bruce Leto, a member of the firm’s investment management practice group, is a speaker on an ICI panel titled "Reimagining the 1940 Act: Key Recommendations from ICI’s Multi-Year Review."
Regulated funds help everyday Americans save for life’s biggest milestones – from education to homeownership to retirement – but it’s been more than three decades since the 1940 Act regulatory regime was last reviewed in a thoughtful and comprehensive way. ICI has now completed such a review, with assistance from its member firms and 1940 Act practitioners. This panel will discuss the ICI review and its key recommendations, which can serve as a blueprint for reform by the SEC and Congress.
Partner Brian Murphy, a member of the firm’s investment management practice group, is a speaker on an ICI panel entitled "You Stay Classy, San Diego: A Discussion on ETF Share Classes."
Whether it is an ETF share class of a mutual fund or a mutual fund share class of an ETF, fund sponsors want to provide investors with the option. This panel of experts will discuss the latest developments and practical considerations.