The U.S. Securities and Exchange Commission (SEC) enforcement results are in for the 2024 fiscal year (FY2024 Enforcement Results). Although the SEC obtained $8.2 billion in financial remedies, which it touts as the highest in SEC history, it brought fewer enforcement actions in fiscal year 2024 (FY2024) than it did in fiscal year 2023 (FY2023). Indeed, the total number of enforcement actions in FY2024 was lower than the total number brought in any year in which Jay Clayton was Chair of the SEC. Read on for key enforcement statistics, themes and matters in both FY2024 and thus far in fiscal year 2025 (FY2025), as well as what to expect going forward, as investment advisers, funds and fund boards prepare for a Commission led by incoming SEC Chair Paul Atkins, who is likely to be confirmed.
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