PHILADELPHIA – Stradley Ronon Partner Gregory D. DiMeglio served as a panelist at the Investment Company Institute’s Securities Law Developments Conference on Oct. 25 in Washington, DC. DiMeglio’s panel, “Chairman Clayton’s Impact on OCIE and Enforcement: Reset or Continuity?” discussed the work of the SEC’s Office of Compliance Inspections and Examinations and Division of Enforcement under Chair Clayton, significant examination issues and enforcement actions over the past year that impact funds and their advisers and what members should anticipate from OCIE and Enforcement over the next year.
DiMeglio is chair of Stradley Ronon’s Securities Enforcement practice group. He represents investment companies, investment advisers, broker-dealers, boards of directors, public companies, board committees, auditors, other entities and individuals in connection with examinations, investigations and enforcement actions by the U.S. Securities and Exchange Commission (SEC), Department of Justice, other federal and state regulators, and industry self-regulatory organizations. He also conducts internal investigations designed to assist clients in preventing or limiting the scope of potential enforcement action.
About Stradley Ronon
Counseling clients since 1926, Stradley Ronon has helped private and public companies – from small businesses to Fortune 500 corporations – achieve their goals by providing pragmatic, value-driven legal counsel. With offices in eight strategic locations, our responsive team of more than 200 attorneys seamlessly addresses the full spectrum of our clients’ needs, ranging from sophisticated corporate transactions to complex commercial litigation.