A lot is happening in the world of digital assets regulation, and we know it is difficult to keep track of it all. That is why we built this digital assets regulatory tracker. Each month, we publish a list with links to digital asset-related materials issued by the SEC, CFTC and DOL. Please click here if you would like to sign up to receive this monthly tracker via email.
SEC - 6 Entries
April 28, 2023
Public Cease and Desist Proceedings Instituted Pursuant to Section 8A of the Securities Act of 1993 and Section 21C of the Securities Exchange Act of 1934 Against Up, Global SEZC, Coinme Inc. and Neil Bergquist
Administrative Proceeding
Administrative Summary
April 18, 2023
SEC Settles Offering Fraud Case Against Convicted Fraudster and His Companies and Returns Funds To Certain Investors Harmed by The Fraud
April 17, 2023
SEC Charges Crypto Asset Trading Platform Bittrex and Its Former CEO for Operating an Unregistered Exchange, Broker and Clearing Agency
Press Release
SEC Complaint
Litigation Release
April 14, 2023
SEC Reopens Comment Period for Proposed Amendments To Exchange Act Rule 3b-16 and Provides Supplemental Information
April 13, 2023
SEC Charges Terraform and CEO Do Kwon With Defrauding Investors in Crypto Schemes
SEC Complaint
Litigation Release
April 3, 2023
SEC Charges Crypto Trading Platform Beaxy and Its Executives for Operating an Unregistered Exchange, Broker and Clearing Agency
SEC Complaint
Litigation Release
CFTC - 13 Entries
April 28, 2023
Commissioner Goldsmith Romero To Engage in a Fireside Chat at Consensus 2023
April 27, 2023
Federal Court Orders South African CEO To Pay Over $3.4 Billion for Forex Fraud
April 25, 2023
Illicit Finance and Other Key Risks of Digital Assets: Keynote at City Week 2023
April 25, 2023
Commissioner Goldsmith Romero To Give a Keynote Address at City Week 2023
April 25, 2023
Commissioner Johnson To Deliver a Keynote Address at the City Week 2023 Meeting: Global Challenges through Innovation
April 21, 2023
CFTC Charges 14 Entities for Fraudulently Claiming To Be Registered With The Agency
April 20, 2023
Commissioner Johnson To Deliver a Keynote Address at the New York City Bar Event Cryptocurrency & Digital Assets: Regulatory Trends and Customer Protections
April 13, 2023
Commissioner Caroline D. Pham Will Speak to Columbia Business School Students on Financial Regulation, Innovation and Digital Assets
April 13, 2023
Chairman Behnam To Participate in a Fireside Chat at the DeCenter Spring Conference
April 11, 2023
Commissioner Goldsmith Romero To Participate in the Digital Security Threats Panel at AFCEA’s 2023 Tech Summit
April 11, 2023
Commissioner Caroline D. Pham Will Speak to Boston College Law School Students on Innovation and Regulation of Digital Assets
April 11, 2023
CFTC Charges New York Resident with Fraud and Misappropriation in Digital Assets Trading Scheme
April 4, 2023
Commissioner Pham To Participate in a Fireside Chat at Pantera Blockchain Summit 2023
DOL
No entries
ARCHIVES
March 2023
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