A lot is happening in the world of digital assets regulation, and we know it is difficult to keep track of it all. That is why we built this digital assets regulatory tracker. Each month, we publish a list with links to digital asset-related materials issued by the SEC, CFTC and DOL. Please click here if you would like to sign up to receive this monthly tracker via email.
SEC - 10 Entries
March 30, 2023
SEC Obtains Judgment Against Siblings Who Orchestrated Massive Crypto Asset Fraud
Litigation Release
Judgment
March 29, 2023
SEC Charges Crypto Trading Platform Beaxy and its Executives for Operating an Unregistered Exchange, Broker and Clearing Agency
Press Release
Complaint
March 22, 2023
SEC Charges Crypto Entrepreneur Justin Sun and his Companies for Fraud and Other Securities Law Violations – Eight celebrities also charged for illegal touting of Sun’s crypto asset securities
Press Release
Complaint
Order (Lohan)
Order (Mason)
Order (McCollum)
Order (Paul)
Order (Smith)
Order (Thiam)
Litigation Release
March 15, 2023
SEC Charges Exiled Chinese Businessman Miles Guo and His Financial Advisor William Je in $850 Million Fraud Scheme
Press Release: https://www.sec.gov/news/press-release/2023-50
Complaint: https://www.sec.gov/litigation/complaints/2023/comp-pr2023-50.pdf
Litigation Release: https://www.sec.gov/litigation/litreleases/2023/lr25668.htm
March 10, 2023
Statement Regarding the Commission’s Disapproval of a Proposed Rule Change to List and Trade Shares of the VanEck Bitcoin Trust by Commissioners Hester M. Peirce and Mark T. Uyeda
March 9, 2023
Op-Ed by Gary Gensler: Getting Crypto Firms to Do Their Work Within the Bounds of the Law
March 8, 2023
SEC Sues Utah-Based Crypto Asset Company, Its Founder and a Recidivist Salesperson for Fraud and Registration Violations
Litigation Release: https://www.sec.gov/litigation/litreleases/2023/lr25659.htm
Complaint: https://www.sec.gov/litigation/complaints/2023/comp25659.pdf
March 8, 2023
ParagonCoin, Limited
Administrative Proceedings (3-20748)
March 6, 2023
SEC Files Emergency Action Against Miami Investment Adviser BKCoin and Principal Kevin Kang for Orchestrating $100 Million Crypto Fraud Scheme
Press Release: https://www.sec.gov/news/press-release/2023-45
Complaint: https://www.sec.gov/litigation/complaints/2023/comp-pr2023-45.pdf
Litigation Release: https://www.sec.gov/litigation/litreleases/2023/lr25657.htm
March 2, 2023
Prepared Remarks Before the Investor Advisory Committee by Chair Gary Gensler
CFTC - 24 Entries
March 31, 2023
Statement of Commissioner Caroline D. Pham Regarding NFA Rule on Spot Digital Asset Commodity Activities
March 28, 2023
Testimony by Chairman Rostin Behnam Before the Subcommittee on Agriculture, Rural Development, Food and Drug Administration and Related Agencies Committee on Appropriations, U.S. House of Representatives
March 28, 2023
Chairman Behnam to Testify Before the House Committee on Appropriations, Subcommittee Agriculture, Rural Development, Food and Drug Administration on the CFTC FY2024 Budget Request
March 27, 2023
Statement of Commissioner Kristin N. Johnson in Support of the CFTC Complaint Alleging Binance, Affiliated Entities and Senior Management Violated the Commodity Exchange Act and Evaded U.S. Regulation
March 27, 2023
CFTC Charges Binance and Its Founder, Changpeng Zhao, with Willful Evasion of Federal Law and Operating an Illegal Digital Asset Derivatives Exchange
March 24, 2023
Remarks of Commissioner Summer K. Mersinger at the International Women of Blockchain 2023 Web3 and Metaverse Conference
March 24, 2023
Commissioner Johnson to Provide Opening Remarks at the George Washington International Law Review 2023 Symposium
March 22, 2023
Opening Statement of Commissioner Christy Goldsmith Romero at the Technology Advisory Committee on DeFi, Responsible Artificial Intelligence, Cloud Technology & Cyber Resilience
March 22, 2023
Opening Remarks of Commissioner Kristin N. Johnson Before the Technology Advisory Committee
March 22, 2023
Commissioner Goldsmith Romero Announces Technology Advisory Committee Meeting Agenda That Includes Cybersecurity, Decentralized Finance and Artificial Intelligence
March 21, 2023
Commissioner Pham to Participate in a Fireside Chat at the DC Blockchain Summit 2023
March 21, 2023
Commissioner Johnson to Participate in a Fireside Chat at the DC Blockchain Summit 2023
March 21, 2023
Commissioner Mersinger to Participate in a Fireside Chat at the DC Blockchain Summit 2023
March 15, 2023
Commissioner Johnson to participate on a Panel at FIA Boca 2023
March 15, 2023
Commissioner Pham to Participate on a Panel at FIA Boca 2023
March 15, 2023
Keynote of Chairman Rostin Behnam at the FIA Boca 2023 International Futures Industry Conference, Boca Raton, Florida
March 15, 2023
Chairman Behnam to Deliver the Keynote Address and Participate in a Fireside Chat at FIA Boca 2023
March 13, 2023
Commissioner Pham to Speak on EU@SXSW Panel at South by Southwest 2023
March 13, 2023
Commissioner Goldsmith Romero Announces Newly Constituted Technology Advisory Committee and Announces Chair and Vice Chair
March 8, 2023
Opening Statement of Commissioner Kristin N. Johnson Before the Market Risk Advisory Committee Meeting
March 8, 2023
The Market Risk Advisory Committee to Meet on March 8
March 3, 2023
Commissioner Johnson Announces Agenda for March 8 Meeting of the Market Risk Advisory Committee
March 1, 2023
Commissioner Johnson to Participate in a Fireside Chat at the 2023 Crypto with Katten London Symposium
March 1, 2023
Commissioner Goldsmith Romero Announces Technology Advisory Committee Meeting Agenda That Includes Cybersecurity, Decentralized Finance and Artificial Intelligence
DOL
No entries
ARCHIVES
February 2023
January 2023
December 2022
November 2022
October 2022
September 2022
August 2022
We value your thoughts and opinions. Please send any feedback or suggestions to our editor here.
Information contained in this publication should not be construed as legal advice or opinion or as a substitute for the advice of counsel. The articles by these authors may have first appeared in other publications. The content provided is for educational and informational purposes for the use of clients and others who may be interested in the subject matter. We recommend that readers seek specific advice from counsel about particular matters of interest.
Copyright © 2023 Stradley Ronon Stevens & Young, LLP. All rights reserved.