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FIA Law and Compliance Division Conference
Buyside Hot Topics

April 25, 2024
9:45-10:45 a.m. ET

Gaylord National Resort & Convention Center
201 Waterfront St.
National Harbor, Maryland

Know your customer. Learn the regulatory, legal and operational issues that are top of mind for asset managers and investment funds.

Moderator:
Cheryl Isaac, Partner, K & L Gates

Panelists:
Jan Folena, Partner and Co-Chair of Securities Litigation Enforcement, Stradley Ronon Stevens & Young
David Mitchell, Partner, Friend Frank Harris Shriver & Jacobson
Michael Parodi, Counterparty Relations, Bridgewater Associates
Michael Topiel, Executive Director and Counsel, UBS

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