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2023 Investment Management Conference:
The SEC’s History: Perspectives on a Changing Regulatory Landscape

March 21, 2023
9-10 a.m. PT

74855 Country Club Drive
Palm Desert, California 92260

This distinguished panel of former Directors of the SEC’s Division of Investment Management will reflect on SEC priorities and practices during their tenures and today. The panel will also discuss the practical implications of regulatory challenges facing the investment management industry.

Sara P. Crovitz, Moderator
Partner
Stradley Ronon Stevens & Young, LLP

Barry P. Barbash
Senior Counsel
Willkie Farr & Gallagher LLP

Andrew J. (“Buddy”) Donohue
Former Chief of Staff and Director of Investment Management Division
Securities and Exchange Commission

Paul Roye
Former Senior Vice President
Capital Research and Management Company

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