9:15-10:30 a.m. ET
Participants will examine the organization and operation of the SEC. After completing the session participants will have a greater understanding of how to:
- Evaluate the distinct roles of the SEC Chair, Commissioners and staff
- Make sense of the different roles and responsibilities of the SEC’s operating divisions.
- Distinguish between the work that is done in the SEC’s regional offices versus the SEC’s headquarters.
- Assess how the SEC interacts with other regulators
- Articulate how the SEC is overseen in Congress
- The different ways in which the SEC Speaks
MODERATOR:
Lawrence P. Stadulis
Stradley Ronon Stevens & Young, LLP
PANELISTS:
Elizabeth H. Baird
Eversheds Sutherland (US) LLP
Dina Ellis Rochkind
Paul Hastings LLP
Rebecca Fike
Vinson & Elkins LLP
Neel Maitra
Wilson Sonsini Goodrich & Rosati
Julie Rizzo
K&L Gates LLP
Christine Ayako Schleppegrell
Morgan, Lewis & Bockius LLP