7:30 a.m. - 1:30 p.m. CT
191 N. Wacker Drive, 10th Floor
Please join Stradley Ronon’s Investment Management Group for our annual seminar and discussion of new developments affecting the industry.
Agenda
7:30 - 8:30 a.m. - Breakfast & Registration
8:30 - 8:45 a.m. - Welcome & Overview
Mark R. Greer
8:45 - 9:30 a.m. - SEC Enforcement & Examinations Developments
Gregory D. DiMeglio
9:30 - 10:15 a.m. - Investment Company Developments
Mark R. Greer
10:15 - 10:30 a.m. - Break
10:30 - 11:10 a.m. - ERISA Law Developments
Katrina L. Berishaj
11:10 - 11:45 a.m. - Investment Adviser Developments
Alan P. Goldberg
11:45 a.m. - 12:30 p.m. - Closed-End Fund Update
Joel D. Corriero and Stephen LaChine
12:30 - 1:30 p.m. - Lunch and Networking
The seminar is free of charge but registration is required as space is limited.
CLE Credit
4.0 hours of substantive CLE credit is pending in PA, IL, VA and WI.