PHILADELPHIA – Stradley Ronon Partners Michael W. Mundt and Steve Feinour spoke at the Investment Company Institute’s 2017 Legal Forum, held during ICI’s General Membership Meeting on May 3 in Washington, D.C. Mundt and Feinour presented, “On the ETF Radar: What’s New and What’s Next,” in which they discussed the regulatory process for launching an exchange-traded fund (ETF), recent ETF regulatory developments and next generation ETFs.
Mundt is nationally recognized for his work in the area of ETFs. He assists clients with all phases of the complex regulatory process required to introduce and operate index-based and actively managed ETFs, as well as next generation exchange-traded products. More generally, he counsels investment advisers and investment companies on a wide range of issues arising under the Investment Company Act of 1940 and other federal securities laws.
Feinour is a partner in Stradley Ronon’s
investment management group and counsels investment companies and investment advisers in connection with various regulatory, compliance and transactional issues. He regularly advises clients on matters such as the formation, registration and ongoing regulation of investment companies, including index-based and actively managed ETFs.
About Stradley Ronon
Counseling clients since 1926, Stradley Ronon has helped private and public companies – from small businesses to Fortune 500 corporations – achieve their goals by providing pragmatic, value-driven legal counsel. With offices in eight strategic locations, our responsive team of more than 200 attorneys seamlessly addresses the full spectrum of our clients’ needs, ranging from sophisticated corporate transactions to complex commercial litigation.