Stradley Ronon's Financial Services Broker-Dealer Workshop
October 24, 2024
12-1:30 p.m. ET
Stradley Ronon
2005 Market St., 26th floor
Philadelphia, Pennsylvania
Join Stradley Ronon for lunch and a roundtable discussion that will cover current topics of interest relating to broker-dealers, including:
- FINRA’s Advertising Regulation Conference.
- The FINRA CMA process: An insider’s discussion.
- Litigation forum selection for cases with broker-dealers and registered investment advisers/other non-broker-dealers.
- Update on Bank Secrecy and AML.
We encourage you to forward this invitation to colleagues who might benefit from this workshop. We look forward to seeing you on October 24.