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Stradley Ronon's Financial Services Broker-Dealer Workshop

October 24, 2024
12-1:30 p.m. ET

Stradley Ronon
2005 Market St., 26th floor
Philadelphia, Pennsylvania

Join Stradley Ronon for lunch and a roundtable discussion that will cover current topics of interest relating to broker-dealers, including:

  • FINRA’s Advertising Regulation Conference.
  • The FINRA CMA process: An insider’s discussion.
  • Litigation forum selection for cases with broker-dealers and registered investment advisers/other non-broker-dealers.
  • Update on Bank Secrecy and AML.

We encourage you to forward this invitation to colleagues who might benefit from this workshop. We look forward to seeing you on October 24.

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