Insights & News

Senior Brain Drain Hit SEC at Height of New Agenda, Records Show
BoardIQ

July 23, 2024

Press Clippings

Stradley Ronon was featured as a law firm destination for former U.S. Securities and Exchange Commission lawyers in an article by BoardIQ. The article reported on the rise in senior staff departures since the pandemic.

Read the article (with subscription).

Related Services

Securities Litigation & Enforcement

Related Resources

Crane Data Money Fund University:
Money Fund Regulations: 2a-7 Basics & History

December 20, 2024
The Renaissance Providence Downtown
Alpine Ruling Previews Challenges to FINRA Authority
Law360

December 13, 2024
Publications
SEC Rule Predictions: What's In, What's Out in 2025
ThinkAdvisor

December 13, 2024
Press Clippings
Philadelphia Fund Alliance Raises $100,000 to Support Local Communities through The Malcolm Jenkins Foundation and the Make The World Better Foundation

December 13, 2024
Firm News
Crain’s New York Business Names Stradley Ronon Partners Jamie Gershkow and Brian Seaman to 2024 Notable Leaders in Accounting, Consulting and Law List

December 11, 2024
Firm News
Talking Investment Management Podcast

December 10, 2024
Podcast
Investment Adviser Association 2024 Compliance Workshops
Artificial Intelligence and Marketing Rule Sessions

December 10, 2024
The University Club of Chicago
Notable Leaders in Accounting, Consulting and Law
Crain’s New York Business

December 9, 2024
Press Clippings
Stradley Ronon's Financial Services Broker Dealer Workshop

December 5, 2024
Penn Club of New York
D.C. Circuit Ruling: Continued Challenges to FINRA Authority

December 5, 2024
Client Alert
Securities Regulation and Enforcement Series: Impact of 2025 Presidential Transition on the SEC
D.C. Bar: Brief Encounters

December 5, 2024
Press Clippings
Fraud in the Technology Age: Strategies for Detection, Prevention and Navigating Regulatory Inquiries
The Review of Securities & Commodities Regulation | PDF

December 4, 2024
Publications
Stradley Ronon Shortlisted for Best Law Firm by 2025 Fund Intelligence Operations & Services Awards

November 25, 2024
Firm News
SEC Settles Enforcement Actions with JPMorganChase Affiliates for $151M

November 25, 2024
Client Alert
Trump's SEC Overhaul: What It Means for Big Law Capital Markets, Crypto Work
The American Lawyer

November 22, 2024
Press Clippings
Celebrating Excellence at the 2024 Inspirational Women and Awards
L.A. Times B2B Publishing

November 21, 2024
Press Clippings
Stradley Ronon Partner Jesse Kanach Joins AIMA Panel on Private and Public Structures

November 21, 2024
Firm News
IMG Legal Update

November 20, 2024
Philadelphia, PA
AIMA WEBINAR
Navigating the Intersection Between Private and Public Structures

November 20, 2024
Virtual
Los Angeles Times Names Stradley Ronon Partner Esther Cho Winner of its 2024 Inspirational Women Award for Professional Service

November 18, 2024
Firm News
SEC's exam priorities are 'roadmap' for fund boards
Fund Board Views

November 18, 2024
Press Clippings
Stradley Ronon Partner Miranda Sturgis Joins Women in ETFs for ETF Share Class Presentation

November 18, 2024
Firm News
Stradley Ronon Partner Michael Mundt Joins MFDF to Present ETF Share Class Webinar

November 18, 2024
Firm News
Women in ETFs Philadelphia
ETF Multi-Share Class

November 14, 2024
Bryn Mawr Trust
Stradley Ronon Partner Steve Feinour Presents at Fall 2024 ETP Forum

November 14, 2024
Firm News
The ETP Forum
New-to-Market ETF Roundtable

November 13, 2024
New York Athletic Club – 9th Floor
Stradley Ronon Partners Matthew DiClemente and Nicole Simon Present at 2024 ICI Closed-End Fund Conference

November 13, 2024
Firm News
ETF Share Class Webinar
MFDF

November 12, 2024
ICI Closed End Fund Conference
Fitting a Square in a Round Hole: Legal Impediments with Launching an Unlisted Fund and What the Future May Hold

November 12, 2024
Convene Conference Center
ICI Closed End Fund Conference
Bylaws: The Best Available Method to Protect Long-Term Retail Investors from Activist Attacks

November 12, 2024
Convene Conference Center
LA Times Business of Law Magazine Names Stradley Ronon Partner Esther Cho to Legal Visionaries List

November 7, 2024
Firm News
2024 Legal Visionaries
L.A. Times B2B Publishing

November 7, 2024
Press Clippings
Best Lawyers Recognizes Stradley Ronon in its 2025 U.S. Best Law Firms List

November 7, 2024
Firm News
Here’s how the next wave of ETF innovation could hinge on Tuesday’s elections results
CNBC

November 5, 2024
Press Clippings
How I Made Partner: ‘Become Invaluable to Client Teams,’ Says Michael Schapiro of Stradley Ronon
Law.com

October 30, 2024
Press Clippings
Stradley Ronon Partners Nicole Simon and Joel Corriero Present to Extraordinary Women on Boards

October 29, 2024
Firm News
Stradley Ronon Hosts Broker Dealer Workshop in Philadelphia

October 28, 2024
Firm News
Investment Funds & Private Equity, U.S.
IBFD

October 28, 2024
Publications
Stradley Ronon's Financial Services Broker-Dealer Workshop

October 24, 2024
Stradley Ronon
Stradley Ronon Lawyers Selected as 2024 New York Metro Super Lawyers, Rising Stars

October 24, 2024
Firm News
Rising Varied Investment Products, Regulatory Activity Drive Demand in Investment Funds
The American Lawyer

October 24, 2024
Press Clippings
7 Top SEC Exam Priorities for 2025
ThinkAdvisor

October 24, 2024
Press Clippings
Stradley Recruits Three Proskauer Partners
Ignites

October 21, 2024
Press Clippings
Stradley Ronon Adds NY-Based Investment Management Trio
Law360

October 17, 2024
Press Clippings
SEC Puts Microscope on Small Fund Board’s Personal Ties
BoardIQ

October 15, 2024
Press Clippings
Proskauer Rose Investment Management Trio Jumps to Stradley Ronon
The American Lawyer

October 14, 2024
Press Clippings
Stradley bolsters IM with '40 Act vets from Proskauer
Fund Board Views

October 14, 2024
Press Clippings
Stradley Ronon Adds Partner Trio in New York to Strengthen Investment Management Capabilities

October 14, 2024
Firm News
ICI 2024 Securities Law Developments Conference CLE Webcast
The Impact of Recent Judicial Decisions on the Regulatory Process

October 10, 2024
Stradley Ronon Welcomes Managing Counsel Colin Cassedy

October 10, 2024
Firm News

Motion to Dismiss Granted to ExamWorks

Stradley Ronon client ExamWorks, LLC, a leading provider of independent medical examinations, peer reviews, bill reviews, Medicare compliance, case management, record retrieval, document management and related services, was granted a motion to dismiss by the Superior Court of New Jersey, Essex County.

Stradley Ronon Advises Franklin Templeton on Industry-First Spot Bitcoin ETF

Stradley Ronon advised Franklin Templeton on the formation, registration, listing and launch of the Franklin Bitcoin ETF, one of 11 spot bitcoin exchange-traded funds (ETFs) to receive listing approval from the U.S. Securities and Exchange Commission (SEC) on January 10.

Insights & News

Senior Brain Drain Hit SEC at Height of New Agenda, Records Show BoardIQ

Related Services

Related Resources

Meet The Team Government Affairs

Stradley Ronon Advises Franklin Templeton on Historic Spot Ether ETF

HRP Breaks Ground on First Phase of The Bellwether District

Stradley Ronon Advises CenterSquare in Investment in Aligned Data Centers

Stradley Ronon Advises Horizon BCBSNJ in Joint Venture with Deerfield Management

Motion to Dismiss Granted to ExamWorks

Stradley Ronon Advises Franklin Templeton on Industry-First Spot Bitcoin ETF

Customers Bank Completes Sale of $500 Million Portfolio

Stradley Ronon Represents XPYRIA in Merger with Cerity Partners

Pacific Asset Management Acquired by Aristotle

Redevelopment Project in Stone Harbor

Union Square Capital Partners Acquires The Management of PREDEX

Restructure of Concise Capital Management Master Feeder Hedge Fund

United Packaging Acquired by Envoy Solutions

Senior Brain Drain Hit SEC at Height of New Agenda, Records Show
BoardIQ