PHILADELPHIA – Stradley Ronon Partner Lawrence P. Stadulis co-presented at a webinar held by National Regulatory Services on Sept. 13. The webinar, entitled, “Investment Adviser Performance and Advertising,” focused on how to help advisers avoid common advertising pitfalls and understand the fundamental advertising rule requirements under the Investment Advisers Act of 1940, including those pertaining to client testimonials, past specific recommendations, investment performance and social media.
Stadulis advises clients in matters pertaining to the registration and regulation of investment advisers, broker-dealers and investment companies under federal and state securities laws. Stadulis is a frequent lecturer and author on legal matters pertaining to the investment management industry.
About Stradley Ronon
Counseling clients since 1926, Stradley Ronon has helped private and public companies – from small businesses to Fortune 500 corporations – achieve their goals by providing pragmatic, value-driven legal counsel. With offices in eight strategic locations, our responsive team of more than 200 attorneys seamlessly addresses the full spectrum of our clients’ needs, ranging from sophisticated corporate transactions to complex commercial litigation.