PHILADELPHIA – Stradley Ronon Partners Sara P. Crovitz and Lawrence P. Stadulis served as panelists on the Investment Adviser Association’s 2020 Webinar on April 3. The webinar, “Answering Clients’ Portfolio Questions,” discussed how to answer client questions in light of regulatory issues such as selective disclosure, preventing the misuse of material nonpublic information, and codes of ethics.
Crovitz provides counsel on all aspects of investment company and investment adviser regulation. Prior to joining Stradley Ronon, she was Deputy Chief Counsel and Associate Director of the U.S. Securities and Exchange Commission’s Division of Investment Management, and worked at the SEC for 21 years, including 17 years in the Division of Investment Management focusing on issues under the Investment Company and Investment Advisers Acts of 1940.
Stadulis chairs Stradley Ronon’s broker-dealer regulatory group, and co-chairs the firm’s fiduciary governance group and investment advisers group. He advises clients in matters pertaining to the registration and regulation of investment advisers and investment companies under federal and state securities laws. Stadulis also manages related issues pertaining to investment advisers and investment companies, including matters involving ERISA, broker-dealer regulation and banking laws.
About Stradley Ronon
Counseling clients since 1926, Stradley Ronon has helped private and public companies – from small businesses to Fortune 500 corporations – achieve their goals by providing pragmatic, value-driven legal counsel. With offices in eight strategic locations, our responsive team of more than 200 attorneys seamlessly addresses the full spectrum of our clients’ needs, ranging from sophisticated corporate transactions to complex commercial litigation.