CHICAGO — Stradley Ronon hosted its annual Investment Management Regulatory Update Seminar on May 23 in the firm’s Chicago office, providing attendees with an understanding of the latest developments affecting the investment management industry.
The presentation covered the latest updates related to U.S. Securities and Exchange Commission enforcement and examinations, investment companies and investment advisers, closed-end funds, and the Employee Retirement Income Security Act (ERISA).
Presenters included partner Greg DiMeglio, chair of the securities enforcement practice; partners Joel Corriero, Mark Greer and Alan Goldberg; managing counsel Katrina Berishaj, co-chair of the fiduciary governance practice; and associate Stephen LaChine.
Stradley Ronon’s investment management practice has helped shape the industry for almost a century, advising investment advisers, public and private funds and fund sponsors, fund boards and trustees, service providers, insurance companies and other industry participants.
About Stradley Ronon
Counseling clients since 1926, Stradley Ronon has helped private and public companies — from small businesses to Fortune 500 corporations — achieve their goals by providing pragmatic, value-driven legal counsel. With offices in nine locations, our responsive team of more than 200 lawyers seamlessly addresses the full spectrum of our clients’ needs, ranging from sophisticated corporate transactions to complex commercial litigation.